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FINRA Awards for Paul J. Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
05-0610004/10/2008Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Theodore Larsen
Respondent Lawyers(s): Theodore A. Larsen
Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren
Hearing Site: Phoenix, AZ

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