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FINRA Awards for Richard Hobgood

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0164408/21/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Richard Hobgood
Respondent Lawyers(s): Steven C. Lawrence
Arbitrator(s): James Edward Banks, Charles K. ReCorr, Michael James Childers
Hearing Site: Raleigh, NC

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