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FINRA Awards for Jason A. Pollack

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0320307/18/2011Claimant(s): Kevin Schaefer
Claimant Lawyers(s): Jason A. Pollack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): James A. Goodman
Arbitrator(s): Carlos Richard Mangum, Peter H. Daly, Dean J. Dietrich
Hearing Site: San Francisco, CA

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