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FINRA Awards for Joanne A. Schultz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0326803/27/2013Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L Lathrop
Respondent(s): Timothy Sobolewski
Respondent Lawyers(s): Joanne A. Schultz
Arbitrator(s): Christopher C. Willett
Hearing Site: Buffalo, NY

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