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FINRA Awards for Umpqua Investments.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0253011/16/2011Claimant(s): Umpqua Investments.
Claimant Lawyers(s): Ky Fullerton
Respondent(s): Gregory Dostert
Respondent Lawyers(s): Jeffrey A. Long
Arbitrator(s): Michael G. Hanlon
Hearing Site: Portland, OR

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