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FINRA Awards for Ashley Katt

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0014508/07/2018Claimant(s): Ashley Katt
Claimant Lawyers(s): Robert A. Klingler
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Janell Ahnert
Arbitrator(s): David F. Barrett
Hearing Site: Cincinnati, OH

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