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FINRA Awards for Richard Vega

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0154109/30/2016Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Richard Vega
Respondent Lawyers(s): Richard Diego Vega
Arbitrator(s): Edith N. Dinneen
Hearing Site: Tampa, FL

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