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FINRA Awards for Stephen Saeta

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0002309/15/2021Claimant(s): Grant Cleghorn, Stephen Saeta
Claimant Lawyers(s): Zachary Morse
Respondent(s): Parnassus Funds Distributor
Respondent Lawyers(s): Maria L. Kreiter
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA

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