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FINRA Awards for Anita Rae Shapiro

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0166411/22/2024Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Daniella Rand
Respondent Lawyers(s): Daniella R. Rand
Arbitrator(s): Anita Rae Shapiro, Martin Laeuchli, Edward B. Lozowicki
Hearing Site: San Francisco, CA
11-0459905/02/2012Claimant(s): Helen Robinson, Helen T. Robinson Trust
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): John Schooler, Louis Schooler, Thomas Hanson, Tom English, Warren Horney, WFP Securities
Respondent Lawyers(s): Louis V. Schooler, Theodore Peters, Tom English
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA

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