Potomac Analytics' Logo

FINRA Awards for David Thomas

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0139512/19/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Thomas
Respondent Lawyers(s): John A. Bender
Arbitrator(s): Michael R. Scott, Lawrence E. Little, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA

1 Results

Display: