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FINRA Awards for Thomas Vertin

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0123609/30/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Thomas Vertin
Respondent Lawyers(s): Thomas Brian Vertin
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY

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