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FINRA Awards for Nicholas Joseph Cosmo

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0213401/23/2008Claimant(s): Continental Broker-Dealer Corp. by Tru
Claimant Lawyers(s): Nathan Schwed
Respondent(s): Nicholas Cosmo
Respondent Lawyers(s): Nicholas Joseph Cosmo
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY

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