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FINRA Awards for Michael Pata

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0302907/11/2024Claimant(s): Anthony Lapadula, Cesar Ramos, Eric Newman, George Kott, Joseph Giordano, Kevin Meade, Michael Pata, Robert Eide, Steven Dubinsky
Claimant Lawyers(s): Eric Newman, Thomas P. McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
07-0163512/21/2007Claimant(s): Michael Pata, Steven Dubinsky
Claimant Lawyers(s): Michael Pata, Steven Dubinsky
Respondent(s): Institutional Equity Corporation
Respondent Lawyers(s): Jeffrey Michel
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY

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