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FINRA Awards for Timothy Derouin

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0230604/02/2024Claimant(s): Timothy Derouin
Claimant Lawyers(s): Patrick E. Brookhouser
Respondent(s): Northwestern Mutual Investment Services,
Respondent Lawyers(s): Clarke C. Greene
Arbitrator(s): Leah Murray Albert, Phyllis Karasov, Danielle L. Anderson
Hearing Site: Des Moines, IA

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