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FINRA Awards for David W. Polifroni

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0618404/27/2010Claimant(s): Andrew Garrett Inc.
Claimant Lawyers(s): Revan R. Schwartz
Respondent(s): David Polifroni
Respondent Lawyers(s): David W. Polifroni
Arbitrator(s): Mary Ellen Burns
Hearing Site: New York, NY

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