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FINRA Awards for Scott Alexander Thompson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0034910/06/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Scott Thompson
Respondent Lawyers(s): Scott Alexander Thompson
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA

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