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FINRA Awards for Mary O'Connell Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0107003/17/2017Claimant(s): Laurie Marchel
Claimant Lawyers(s): Alice K. Jump
Respondent(s): Invesco Distributors.
Respondent Lawyers(s): Yvette V. Gatling
Arbitrator(s): Gregory G. Gocek, Sheldon Weinhaus, Mary O'Connell Smith
Hearing Site: St. Louis, MO

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