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FINRA Awards for Summit Equities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0037702/07/2024Claimant(s): Thomas Stappas
Claimant Lawyers(s): Thomas Stappas
Respondent(s): Summit Equities.
Respondent Lawyers(s): Patricia Baker
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ

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