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FINRA Awards for Keith DeGreen

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0225103/17/2020Claimant(s): Keith DeGreen
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Kenneth Layne Morrill, Renee Bryna Gerstman, James M Garber
Hearing Site: Phoenix, AZ

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