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FINRA Awards for Carrie J. Riley

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0110608/28/2015Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Wendy R. Hughes
Respondent(s): Carrie Riley
Respondent Lawyers(s): Carrie J. Riley
Arbitrator(s): Gerald F. Corrigan
Hearing Site: Los Angeles, CA

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