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FINRA Awards for Peggy Pek-Van Lao

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0025007/28/2021Claimant(s): Peggy Lao
Claimant Lawyers(s): Peggy Pek-Van Lao
Respondent(s): UVEST Financial Services Group.
Respondent Lawyers(s): Sara Davis
Arbitrator(s): Michael Lancaster Garcia, Chicora Martin, Andrew Kennon Jennings
Hearing Site: San Francisco, CA

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