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FINRA Awards for Stephen A. Vaughan

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0011904/29/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Stephen Vaughan
Respondent Lawyers(s): Stephen A. Vaughan
Arbitrator(s):
Hearing Site: Houston, TX
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