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FINRA Awards for Ledgemont Capital Markets LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0316104/19/2012Claimant(s): Whitney Quillen
Claimant Lawyers(s): Whitney Staples Quillen
Respondent(s): Edward Neugeboren, Ledgemont Capital Markets LLC
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Joseph J. Arata, Anthony George Gero, Annamaria Boccia Smith
Hearing Site: New York, NY

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