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FINRA Awards for Thomas Sullivan

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0503211/29/2012Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Thomas Sullivan
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Mary H. Evans, Peter Anthony Sigal
Hearing Site: San Francisco, CA

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