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FINRA Awards for Jon C. Milliken

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0060905/14/2013Claimant(s): Eric Sigdestad, Shane Hertel
Claimant Lawyers(s): Jonah A. Toleno
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Jo-Ann C. Little, Jon C. Milliken
Hearing Site: San Diego, CA

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