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FINRA Awards for Manoj Pataudi Mudgal

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0118608/18/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Kenneth M. Murray
Respondent(s): Manoj Pataudi Mudgal
Respondent Lawyers(s): Manoj Pataudi Mudgal
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ

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