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FINRA Awards for David A. Ricca

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0283706/17/2008Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin A. Rowin
Respondent(s): David Ricca
Respondent Lawyers(s): David A. Ricca
Arbitrator(s): Lisa Catalano
Hearing Site: New York, NY

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