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FINRA Awards for Wunderlich Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0020309/12/2011Claimant(s): Isidore Kaplan
Claimant Lawyers(s): Robert L. Yeager
Respondent(s): Capital Securities Of America., Wunderlich Securities.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Michael E. Rohde
Hearing Site: Dallas, TX

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