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FINRA Awards for Mark D. Hopkins

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0074310/12/2009Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Mark Hopkins
Respondent Lawyers(s): Mark D. Hopkins
Arbitrator(s): Lonnie L. Cunningham, Thomas P. Hoover, Christopher Daniel Gryzen
Hearing Site: Kansas City, MO

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