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FINRA Awards for Rafael Rivera

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0296511/11/2024Claimant(s): Rafael Rivera
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Steven N. Ainbinder
Hearing Site: San Juan, PR
19-0067109/04/2019Claimant(s): Rafael Rivera
Claimant Lawyers(s): Linette Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
17-0144303/08/2018Claimant(s): Rafael Rivera
Claimant Lawyers(s): Linette Figueroa
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Roberto Quinones
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR

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