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FINRA Awards for RBC Dain Correspondence Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0035901/13/2009Claimant(s): Zeus Securities.
Claimant Lawyers(s): Marc S. Gottlieb
Respondent(s): RBC Dain Correspondence Services
Respondent Lawyers(s): Carolyn Guy
Arbitrator(s): Paul A. Merolla
Hearing Site: New York, NY

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