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FINRA Awards for Richard M. Hoffman

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0376904/19/2016Claimant(s): Russell Warner
Claimant Lawyers(s): Neil M. Rosenbaum
Respondent(s): Paul Turner, Turner Financial Services.
Respondent Lawyers(s): Richard M. Hoffman
Arbitrator(s): Lee H. Goodman, Thomas Michael Genovese, Ruth Ann Kubancek
Hearing Site: Chicago, IL

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