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FINRA Awards for Herb Schwartz

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Displaying 21-21 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0091105/01/2008Claimant(s): C. Buonassisi
Claimant Lawyers(s): Patrick J Burns
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Ben W. White
Arbitrator(s): Herb Schwartz, Colleen C. Hammer, Timothy P. Bogan
Hearing Site: San Francisco, CA

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