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FINRA Awards for Stephen Lee Baxter

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0494804/14/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Carolyn LaMar
Respondent(s): Stephen Baxter
Respondent Lawyers(s): Stephen Lee Baxter
Arbitrator(s): James N. D'Orso
Hearing Site: Honolulu, HI

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