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FINRA Awards for TD Waterhouse d/b/a TD Ameritrade

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0184811/06/2007Claimant(s): Ronald Baum
Claimant Lawyers(s): Ronald Baum
Respondent(s): TD Waterhouse d/b/a TD Ameritrade
Respondent Lawyers(s): Janis Campanella
Arbitrator(s): Richard W. Vallario
Hearing Site: New York, NY

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