FINRA Awards for TD Waterhouse d/b/a TD Ameritrade

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
07-01848	11/06/2007	Claimant(s): Ronald Baum Claimant Lawyers(s): Ronald Baum Respondent(s): TD Waterhouse d/b/a TD Ameritrade Respondent Lawyers(s): Janis Campanella Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY