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FINRA Awards for Elizabeth Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0317009/01/2015Claimant(s): Waddell & Reed
Claimant Lawyers(s): Carol H. Li
Respondent(s): Elizabeth Smith
Respondent Lawyers(s): Elizabeth Smith
Arbitrator(s): Thomas A. Martin
Hearing Site: Houston, TX

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