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FINRA Awards for John Kai

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0154012/02/2011Claimant(s): Commonwealth Equity Services.
Claimant Lawyers(s): Joe Tully
Respondent(s): John Kai
Respondent Lawyers(s): John Kaleihiehie Kai
Arbitrator(s): Thomas D. Reese
Hearing Site: Honolulu, HI

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