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FINRA Awards for Buffie Ann Blesi

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0234506/01/2020Claimant(s): Jay Thorp
Claimant Lawyers(s): F. Chet Taylor
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Phyllis Karasov, Grant D. Sanders, Buffie Ann Blesi
Hearing Site: Minneapolis, MN

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