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FINRA Awards for James A. Cummings

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0081912/29/2010Claimant(s): Franklin Trice, Julia Gibbs
Claimant Lawyers(s): John E. Davidson
Respondent(s): John Pasco, Commonwealth Capital Management, Commonwealth Shareholder Services., First Dominion Capital Corp.
Respondent Lawyers(s): Robert M. Goldich, Steven M. Felsenstein
Arbitrator(s): Donald B. Vaden, James A. Cummings, John D. Robb
Hearing Site: Richmond, VA

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