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FINRA Awards for First Institutional Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0345206/09/2020Claimant(s): David Manning
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Institutional Securities, L.L.C.
Respondent Lawyers(s): James K. Langdon
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ

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