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FINRA Awards for William Frisco

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0007412/09/2013Claimant(s): William Frisco
Claimant Lawyers(s): Brian E. Bro
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Carole Miller
Arbitrator(s): Gary D. Danna, Christine L. Stetson, Alan M. Holzberg
Hearing Site: Houston, TX

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