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FINRA Awards for David Jerome Ferneding

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0220712/28/2023Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Craig Stein
Respondent(s): David Ferneding
Respondent Lawyers(s): David Jerome Ferneding
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX

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