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FINRA Awards for Craig R. Bockman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0237807/22/2021Claimant(s): Bret Laporte
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig R. Bockman
Arbitrator(s): Jim Geiger
Hearing Site: Hartford, CT

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