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FINRA Awards for Brian Kimball

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0135302/03/2022Claimant(s): Ivan Cen
Claimant Lawyers(s): Christina Z. Vourakis
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Jeremy Carr
Arbitrator(s): Laurel Littman Gothelf, Jeffrey Schubert, Brian Kimball
Hearing Site: San Francisco, CA

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