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FINRA Awards for Alicia L. Dragoo

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0062710/09/2020Claimant(s): Daniel Chang, Steve Kim
Claimant Lawyers(s): Adam C. Pollet
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Alicia L. Dragoo
Arbitrator(s): Gary William England, Mary Margaret Bush, Shawn Ridgell
Hearing Site: San Francisco, CA

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