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FINRA Awards for Daniel W. Desmond

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0161805/02/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Ryan P. Smith
Respondent(s): Roderick Brown
Respondent Lawyers(s): Roderick L. Brown
Arbitrator(s): Daniel W. Desmond, Linda A. Allen, David P. McDuffee
Hearing Site: Raleigh, NC

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