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FINRA Awards for Sean Anthony Richardson

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0041509/13/2022Claimant(s): Kenneth South
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William H. Badinelli
Arbitrator(s): Neil S. Jasper, Sean Anthony Richardson
Hearing Site: Los Angeles, CA

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