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FINRA Awards for Richard Beens

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0046410/17/2022Claimant(s): Richard Lanpher
Claimant Lawyers(s): Michael C. Mahoney
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kimberley E. Lunetta
Arbitrator(s): Robert Benbow Phillips, Leonard Arthur Nelson, Richard Beens
Hearing Site: Minneapolis, MN

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