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FINRA Awards for James Lee

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0010709/10/2018Claimant(s): James Lee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Steven T. Stern
Hearing Site: Wilmington, DE

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