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FINRA Awards for Charles Doraine

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0150808/28/2015Claimant(s): Charles Doraine
Claimant Lawyers(s): Donald M Feferman
Respondent(s): Kevin Mccracken, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Frank M. Romano, Reginald Harris Brockwell, Julie Marie Miller
Hearing Site: Houston, TX

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